Texas Judgment

Note: Because this text has changed from WordPefect text to HTML format so it can be viewed on the web, there will be a number of formatting problems, such as flush right being eliminated etc. Please view for content more than form.

*****************************************

IN THE UNITED STATES DISTRICT COURT

FOR THE WESTERN DISTRICT OF TEXAS

SAN ANTONIO DIVISION

GI FORUM, IMAGE DE TEJAS, §
RHONDA BOOZER, MELISSA§
MARIE CRUZ, MICHELLE MARIE §
CRUZ, LETICIA ANN FAZ,§
ELIZABETH GARZA, MARK §
GARZA, ALFRED LEE HICKS,§
BRANDYE R. JOHNSON, §
JOCQULYN RUSSELL§

§

Plaintiffs,§

§

V.§

§ Civil Action No. SA-97-CA-1278EP

TEXAS EDUCATION AGENCY,§
DR. MIKE MOSES, MEMBERS §
OF THE TEXAS STATE BOARD §
OF EDUCATION, in their official §
capacities,§

§

Defendants.§

PLAINTIFFS' RESPONSE AND BRIEF IN OPPOSITION TO

DEFENDANTS' MOTION FOR SUMMARY JUDGMENT

TABLE OF CONTENTS

I. SUMMARY OF POSITION 1

II. PROCEDURAL ISSUES 2

III. FACTS OF THE CASE 3

A. The TAAS Exit Test Has Harmed Plaintiffs and Other Minority Students 3

B. Texas' State and Local Officials Discriminated Against Hispanics and African Americans in the Past 5

C. Standardized Tests Are One Tool of Discrimination Against Hispanics and African Americans in the United States in General and in Texas in Particular
6

D. Although TAAS and its Predecessors Have Consistently Shown Significantly Lower Scores by African Americans and Hispanics than Whites, Texas Continues to Use the Test to Limit Opportunities for High School Graduation
7

E. In Every Measure of Success in the Public Schools of Texas, Discrimination Against Minorities Has Caused to Lower Performance by Minorities 8

F. The TAAS Test Has Denied Tens of Thousands of Minority Students an Opportunity to Obtain a High School Diploma 9

G. The TAAS Exit Test Has a Disparate Impact On African American and Hispanic Students 12

H. The TAAS Exit Test Has Particularly Negative Effects On LEP Students, Almost All of Whom Are Hispanic 13

I. The TAAS Exit Test Has Additional Negative Effects On Minority Students
14

J. The TAAS Exit Tests Are Invalid Tests 15

K. The Development of the TAAS Exit Test Has Exacerbated the Differences Between Passing Rates Between White and Minority Students 17

L. The Texas State Board of Education Followed an Irrational, Arbitrary and Discriminatory Procedure When it Set the Cutoff Scores for the TAAS Tests
17

M. The TAAS Exit Test Is Invalid As Used 18

N. There Are Less Discriminatory Alternatives to Meet the State's Objectives
19

IV. SUMMARY JUDGMENT STANDARD 20

V. SUMMARY OF ARGUMENT 21

VI. THE PLAINTIFFS HAVE SHOWN MATERIAL ISSUES OF FACT SUPPORTING THEIR CLAIMS THAT THE STATE VIOLATED THE EQUAL PROTECTION CLAUSE AND
TITLE VI OF THE CIVIL RIGHTS ACT OF 1964, 42 U.S.C. 2000D 22

VII. PLAINTIFFS HAVE SHOWN MATERIAL
ISSUES OF FACT SUPPORTING THEIR CLAIMS OF A
VIOLATION OF THE TITLE VI REGULATIONS, 34 C.F.R. § 100.3. 27

A. Plaintiffs' Evidence Creates Fact Issues Whether the TAAS Exit Test Has an Adverse Impact 27

B. Plaintiffs' Evidence Creates Fact Issues Whether There is A Substantial Legitimate Justification for the State's Use of the TAAS Exit Test as a Diploma Requirement
30

C. The Plaintiffs Have Produced Evidence to Show That the State's Justification Is A Pretext For Discrimination 34

VIII. PLAINTIFFS' EVIDENCE PRESENTS A MATERIAL FACT THAT
THE TAAS EXIT TEST VIOLATES THE DUE PROCESS CLAUSE 35

A. Procedural Due Process 37

B. Substantive Due Process 38

IX. PLAINTIFFS' EVIDENCE PRESENTS GENUINE ISSUES
OF MATERIAL FACT THAT DEFENDANTS VIOLATED
EDUCATION OPPORTUNITY ACT, 20 U.S.C. § 1703 39

X. PLAINTIFFS' HAVE ESTABLISHED GENUINE ISSUES
OF MATERIAL FACT THAT THE STATE VIOLATED CLAIM
UNDER UNITED STATES v. TEXAS IS VALID 42

XI. CONCLUSION 43



TABLE OF AUTHORITIES

Cases Page(s)

Alvarado v. El Paso, 445 F.2d 1011 (5th Cir. 1971)......................................................25

AMAE v. California, 937 F. Supp. 1397 (N.D. Ca. 1996)........................................................22

Anderson v. Banks, 540 F. Supp. 761 (S. D. Ga. 1982).............................................................22

Anderson v. Liberty Lobby, Inc., 477 U.S. 242 (1986)......................................................21, 22

Bazemore v. Friday, 478 U.S. 385 (1986).................................................................................29

Bew v. City of Chicago, 979 F. Supp. 693 (N.D.Il. 1997)........................................................30, 31

Board of Regents v. Roth, 92 S.Ct. 2701 (1972)....................................................................37

Brown v. Board of Education, 347 U.S. 483 (1954)................................................................2, 24

Buchanan v. City of Bolivar, 99 F.3d 1352 (6th Cir. 1996)..........................................................28

Castañeda v. Partida, 430 U.S. 482 (1977)...................................................................................29

Castañeda v. Pickard, 648 F.2d 989 (5th Cir. 1981).................................................................28, 41

Castañeda v. Pickard, 781 F.2d 456 (5th Cir. 1986)..............................................................28, 31

Celotex Corp. v. Catrett, 477 U.S. 317 (1986)............................................................................21

Chicago v. Lindley, 66 F.3d 819 (7th Cir. 1995)............................................................................28

Cisneros v. Corpus Christi Indep. Sch. Dist., 324 F.Supp. 599 (S.D. Tex. 1970),

aff'd, 467 F.2d 142 (5th Cir. 1972), cert. denied, 413 U.S. 920 (1973).............................25

Cleveland Board of Education v. Loudermill, 105 S.Ct. 1487 (1985)..................................36, 37

Columbus Board of Education v. Penick, 443 U.S. 449 (1979)......................................................24

Cromartie v. Hunt, 119 S.Ct. 1545 (1999).....................................................................21, 23, 24

Crump v. Gilmer Indep. Sch. Dist., 797 F. Supp. 552 (E.D. Tex. 1992)................................37, 44

Cureton v. NCAA, 37 F. Supp.2d 687 (E.D. Pa. 1999)..............................................22, 32, 34-36

Debra P. v. Turlington, 644 F.2d 397 (5th Cir. Unit B 1981)..............................passim

Debra P. v. Turlington, 564 F. Supp. 177 (M.D. Fla. 1983)........................................................32

Debra P. v. Turlington, 730 F.2d 1405 (5th Cir. 1984)........................................................22, 32

DeShaney v. Winnebago County Department of Social Service,

109 S.Ct. 998 (1989)........................................................................................................40

Edgewood v. Kirby, 777 S.W.2d 391 (Tex. 1989)........................................................2

Edgewood v. Kirby, 804 S.W.2d 491 (Tex. 1991)........................................................2

Elston v. Talladega County Board of Educ., 997 F.2d 1394 (11th Cir. 1993)................................28

Fitzpatrick v. Bitzer, 427 U.S. 445 (1976)...............................................................................29

Georgia State Branches of NAACP v. State of Ga., 775 F.2d 1403

(11th Cir. 1985)...................................................................................................28, 29, 32

Gomez v. Board of Education, 811 F.2d 1030 (7th Cir. 1987).......................................................42

Goss v. Lopez, 415 U.S. 565 (1975)...............................................................................................37

Groves v. Ala. Bd. of Educ., 776 F. Supp. 1518 (M.D. Ala. 1991)......................................22, 30-33

Guardians Ass'n v. Civil Service Comm'n of New York City,

463 U.S. 582 (1983)...................................................................................................28, 29

Hazelwood School District v. U.S., 433 U.S. 299 (1977).......................................................29, 30

Hernandez v. Texas, 347 U.S. 475 (1954)......................................................................................2

Hiett v. Biondi, 389 F. Supp. 1132 (N.D.Tex. 1975).................................................................43

Huckaby v. Moore, 142 F.3d 233 (5th Cir. 1998)...................................................................22

Keyes v. Sch. Dist. No. 1, 576 F. Supp. 1503 (D. Colo. 1983)........................................................42

Larry P. v. Riles, 495 F. Supp. 926 (N.D. Ca. 1979)..............................................................33

Larry P. v. Riles, 793 F.2d 969 (9th Cir. 1984)....................................................................passim

Latinos Unidos de Chelsea en Accion v. Secretary of Hous. and Urban Dev., 799 F.2d 774

(1st Cir. 1986).................................................................................................................28

Lodge v. Buxton, 639 F.2d 1358, 1363 n.8 (5th Cir. 1981), aff'd sub nom, Rogers v. Lodge,

458 U.S. 613 (1982).........................................................................................................23

McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973)............................................................35

New York Urban League, Inc. v. State of N.Y., 71 F.3d 1031

(2d Cir. 1985)...................................................................................................28, 32, 35

Phillips v. Vandygriff, 711 F.2d 1217 (5th Cir. 1983), reh'd, 724 F.2d 490

(5th Cir. 1984)....................................................................................................................40

Plyler v. Doe, 475 U.S. 202 (1983)........................................................................................2

Quarles v. Oxford Municipal Separate School Dist., 868 F.2d 750

(5th Cir. 1989).........................................................................................................29, 31, 35

Regents of Univ. of Mich. v. Ewing, 474 U.S. 214 (1985)...........................................37

Ross v. Houston Indep. Sch. Dist., 699 F.2d 218 (5th Cir. 1979)..................................25

Schware v. Board of Bar Examiners, 77 S.Ct. 752 (1957)..........................................39

Seminole Tribe of Florida v. Florida, 517 U.S. 44 (1996)..........................................29

Sharif v. New York State Education Department, 709 F. Supp. 345

(S.D.N.Y. 1989)....................................................................................................22, 32, 35

United States v. Crucial, 722 F.2d 1182 (5th Cir. 1983)..........................................................25

United States v. LULAC, 793 F.2d 636 (5th Cir. 1986)................................................................39

United States v. Texas, 321 F. Supp. 1043 (E.D. of Tex., 1971), aff'd and modified,

447 F.2d 441, (5th Circuit 1972)................................................................passim

United States v. Texas, 509 F.2d 192 (5th Cir. 1975)...................................................43

United States v. Texas, 680 F.2d 356 (5th Cir. 1982)...................................................42

United States v. Texas Education Agency (Austin) 564 F.2d 162 (5th Cir. 1977), cert. denied,

443 U.S. 915 (1979).........................................................................................................25

United States v. Yonkers, 96 F.3d 600 (2d Cir. 1996).....................................................................42

Tasby v. Wright, 713 F.2d 90 (5th Cir. 1983).........................................................................25

Teresa P. v. Berkeley Unified Sch. Dist., 724 F. Supp. 698 (N.D. Cal. 1989)..............42

Truax v. Raich, 36 S.Ct. 7 (1915)..............................................................................................39

Village of Arlington Heights v. Metropolitan Housing Dev. Corp.,

429 U.S. 252 (1977).........................................................................................................24

Villanueva v. Carere, 85 F.3d 481 (10th Cir. 1996)....................................................................28

Washington v. Davis, 426 U.S. 229 (1976)........................................................................23, 25

Watson v. Ft. Worth Bank and Trust, 487 U.S. 977 (1988)..........................................30, 35

White v. Regester, 412 U.S. 755 (1973)......................................................................................2

Williams v. Adams, 836 F.2d 958 (5th Cir. 1988)...........................................................................22

Ex Parte Young, 209 U.S. 123 (1908).......................................................................................29

Statutes

29 C.F.R. § 1607.4 ..............................................................................................................14, 30

34 C.F.R. § 100.3 .................................................................................................................28, 29

20 U.S.C. § 1703 ..................................................................................................40-42

42 U.S.C. § 1983 .......................................................................................................44

42 U.S.C. § 2000d ..........................................................................................................23, 28, 29

19 Tex. Admin. Code § 74.11 (West 1998)...............................................................38

19 Tex. Admin. Code § 101.2 (West 1998).................................................................38

Tex. Educ. Code Ann. § 4.002 (West 1997)................................................................37

Tex. Educ. Code Ann. § 25.085 (West 1997)..............................................................37

Tex. Educ. Code Ann. § 28.025 (West 1997)..............................................................38

Tex. Educ. Code Ann. § 39.023 (West 1997).............................................................38

Tex. Educ. Code Ann. § 39.025 (West 1997)..............................................................15

Tex. Rev. Civ. Stat. Ann. art. 8451 (West 1990)...............................................................5, 40

Other Authorities

Carlos Alcala and Jorge Rangel, Project Report: De Jure Segregation of Chicanos in Texas

Schools, 7 Harv. C.R.-C.L. L. Rev. 307 (1972)..........................................................7

American Psychological Association, Standards for Educational and Psychological Testing

(1985).............................................................................................................15

Guadalupe San Miguel, Let All of Them Take Heed: Mexican Americans and the Campaign for

Educational Quality in Texas, 1910-1981 (1987)..............................................7

Missing Youth: Dropout and attrition rates in Texas Public High Schools,

IDRA, (1999)..................................................................................................13

David Montejano, Anglos and Mexicans in the Making of Texas, 1836-1986 (1987)...7

National Research Council, High Stakes Testing for Tracking Promotion and Graduation

(Nat'l Academy Press, D.C. 1999)..................................................................19

U.S. Commission on Civil Rights, Mexican American Education Study Reports 1-6

(1971-74).........................................................................................................7

NOW COME Plaintiffs, GI Forum, et al., and file this response in opposition to Defendants' motion for summary judgment and brief in support.

I. SUMMARY OF POSITION

The TAAS exit test is the ultimate "high-stakes" test.(1) Failure on one of the three parts of the test by one point denies a student a high school diploma, regardless of the student's record in school. Without a high school diploma a person will have no chance to participate in the economic or community life of the twenty-first century. Texas has denied tens of thousands of students their high school diploma because of the TAAS exit test. Minority students are disproportionately negatively affected by these tests - a particularly tragic fact considering Texas' long history of discrimination against these groups in its educational system.

Given the significant negative impact on minorities and the State's history of racial discrimination, it is even more tragic that Texas has not met national standards in the development and use of these tests and Texas could have used significantly less discriminatory means to meet the state's objectives.

The basis of the Defendants' position in this litigation is that their use of the TAAS exit test is a state policy and that the court should not interfere with state policies, especially in the area of education. This is the same worn defense that the State of Texas has used for fifty years in cases brought by African Americans and Hispanics to improve education and protect other civil rights. See, e.g. Brown v. Bd. of Education, 347 U.S. 483 (1954) (Texas supporting separate but equal doctrine); Hernandez v. Texas, 347 U.S. 475 (1954) (Texas supporting exclusion of Hispanics from juries); United States v. Texas, 321 F. Supp. 1043 (E.D. Tex. 1971), aff'd and modified, 447 F.2d 441 (5th Cir. 1972) (Texas defending discriminatory transfers, segregated districts and the failure to provide programs for students of Limited English Proficiency); White v. Regester, 412 U.S. 755 (1973) (Texas supporting the use of multi member districts which disenfranchised minority voters); Plyler v. Doe, 475 U.S. 202 (1983) (Texas supporting the right to exclude the children of undocumented persons from a free public education); Edgewood v. Kirby, 777 S.W.2d 391 (Tex. 1989) (Edgewood I) and Edgewood v. Kirby, 804 S.W.2d 491 (Tex. 1991) (Edgewood II) (Texas defending inequitable school finance system).

State educational policy is entitled to some deference, but when it has a sustained negative effect upon minorities and when there is a tenuous relationship between the broadly defined interests of the state and the actual policy it is defending, courts should review and strike down such policies.

II. PROCEDURAL ISSUES

Plaintiffs have been particularly prejudiced by Defendants' failure to comply with this Court's Order, requiring movant to list "uncontested facts." December 9, 1997 Scheduling Order and Order Concerning Consent Trials, Discovery, Pretrial Matters, and Pretrial Order ¶ B (10). Defendants' summary judgment motion does not include "a separate, short, and concise statement of the material facts" not in dispute. Id. Defendants' brief includes hundreds of self-serving factual allegations without specifying which of are material and/or uncontested, leaving Plaintiffs the task of guessing what Defendants allege to support their motion. For this reason alone, the Court should deny Defendants' motion for summary judgment. Nevertheless, Plaintiffs will summarize those material and contested issues which they guess are responsive, while reserving the right to respond again if Defendants comply with the rules.

Plaintiffs have amassed an incredibly rich and broad factual record of thousands of documents, thirty depositions, approximately 10,000 pages of depositions, nine expert reports and other sources. What follows is a brief summary of that record; yet the following summary is still more than enough information to show that any material fact issue in this case is either uncontested in the plaintiffs' favor or contested by the parties.

III. FACTS OF THE CASE

A. The TAAS Exit Test Has Harmed Plaintiffs and Other Minority Students



The harmful effects of the TAAS exit test are palpable and catastrophic for all students, but especially for minority students. Plaintiffs Alfred Lee Hicks, Mark Garza, Rhonda H. Boozer, Leticia Ann Faz and Elizabeth Garza are representative of other Hispanic and African American students who did not receive their high school diplomas because of the TAAS exit test. (See generally, Tab 6, Mark Garza Aff.; Tab 4, Leticia Faz Aff.; Tab 8, Mary Alice Moreno Aff.; Tab 9, Tracy Ann Soto Aff.). Without a high school diploma, Plaintiffs and others like them have been denied jobs and the opportunity to attend college. (Tab 6, M. Garza Aff. ¶ 20; Tab 9, T. A. Soto Aff. ¶ 3; Tab 28, R. Boozer Depo. at 40:12 - 41:6; Tab 34, Daniel Garcia Depo. at 25:11 - 26:13). In addition, the denial of a high school diploma based on the TAAS exit test has stigmatized Plaintiffs and others similarly situated as persons lacking minimal competency in math, reading and writing. This is true even if students successfully completed all of their course credits but failed any part of the exit test by one point.

Plaintiffs and others like them went to public schools in Texas for their elementary and secondary education. (See, e.g., Tab 6, M. Garza Aff. ¶ 3; Tab 4, L. Faz Aff. ¶ 3). For the better part of their public school years, Plaintiffs attended schools that were burdened by the effects of racial discrimination and an unconstitutional public school finance system. See infra III(B), (C). Plaintiffs' experience with the Texas public school system was marred by, among other things, inferior curricula, inadequate curriculum materials, and inexperienced and uncertified teachers. See infra III(B), (C), (E), (J) and (K); see also, Tab 48, Treisman Depo. at 269:17 - 270:16. Despite these adversities, Plaintiffs and others like them diligently met the attendance requirements set by the State and their respective school districts and successfully completed the course requirements necessary for a high school diploma. (See generally, Tab 6, Mark Garza Aff.; Tab 4, Leticia Faz Aff.; Tab 8, Mary Alice Moreno Aff.; Tab 9, Tracy Ann Soto Aff.).

Plaintiffs also dutifully took the State's exit test but failed one or more parts of the test. Id. Thus, after twelve years of schooling and proving that they learned the material taught to them, Plaintiffs were informed they could not have their high school diplomas because they failed the State's standardized test.

The negative consequences of the TAAS exit test on Plaintiffs' life opportunities cannot be overstated. Without a diploma, Plaintiffs and others like them can never attend college and earn a bachelor's degree or an advanced professional degree. They also cannot attend a technical school and earn a degree which would provide them with a better standard of living. (See, e.g., Tab 35, E. Garza Depo. at 25:8). Persons without a high school diploma also cannot pursue common trades like plumbing, cosmetology and law enforcement. (See, e.g., Tab 64, Texas State Bd. of Plumbing Examiners Board of Rules - July, 1998 at 13; Tex. Rev. Civ. Stat. Ann. art. 8451a § 33(i) (Supp. 1999) (requiring high school diploma to renew license); Tab 34, D. Garcia Depo. at 25:11 - 26:13).

Finally, for many students and especially those who are Limited English Proficient (LEP), the negative impact of the TAAS is felt before students complete high school. See infra III(H); (Tab 24, Valenzuela Expert Report at 2-3; Tab 51, Valenzuela Depo. at 245:15-25). As a result of poor performance on the TAAS test, many students are retained in their grades even though they are performing satisfactorily in their courses. See infra III(F); Tab 75, October 1998 TEA Report on Grade Level Retention at p. 4 (reporting a 25% retention rate for African Americans and Hispanics in the 9th grade). The TAAS is also used to place students in inferior educational tracks which limit students' future educational opportunities. Sadly, these tracks are maintained by schools for the sole purpose of teaching students how to pass the TAAS. (Tab 13, Pat Boerner Depo. at 10:8 - 11:12, 58:7 - 59:2; Tab 55, Sally Tilley-Cuevas Depo. at 13:11 - 16:2). Poor performance on the TAAS also extinguishes the hopes of many students in their freshman and sophomore years for a high school diploma and influences them to drop out. See infra III(F). This is a particularly tragic fact of life for LEP students who perform better in class than some of their peers but fail the TAAS exit test at disproportionate rates. (Tab 24, Valenzuela Expert Report at 8-9). Realizing that they will not learn English well enough to pass the TAAS exit test in four years, many LEP students drop out. See infra III(H), (I).

The life opportunities of thousands of students, the vast majority of whom are Hispanic or African American, should not hinge on a single test especially if that test has been shown to be an invalid measure of a student's knowledge. Debra P. v. Turlington, 644 F.2d 397 (5th Cir. Unit B 1981).
bulletTexas' State and Local Officials Discriminated Against Hispanics and African Americans in the Past
bullet

There is a long history of insidious and blatant discrimination against Hispanics and African Americans in public education in Texas. (Tab 17, Dr. Jose Cardenas Expert Report at 2-7; Tab 23, Dr. Richard Valencia Expert Report at 2-3; Tab 21, Dr. Amilcar Shabazz Expert Report at 2-8). Texas discriminated against Hispanics and African Americans by segregating schools and classes on the basis of race and national origin, tracking of minorities into inferior classes, denying bilingual education to LEP students, unfairly retaining minority students in grades, denying free public school to children of undocumented persons and misusing standardized tests. (Tab 17, Cardenas Expert Report at 2-7; Tab 21, Shabazz Expert Report at 2-8; Tab 23, Valencia Expert Report at 2-3; Tab 48, Dr. Uri Treisman Depo. at 185:9 - 186:7). Discrimination against Hispanics and African Americans is a fact. Guadalupe San Miguel, Let All of Them Take Heed: Mexican Americans and the Campaign for Educational Quality in Texas, 1910-1981 (1987); Carlos Alcala and Jorge Rangel, Project Report: De Jure Segregation of Chicanos in Texas Schools, 7 Harv. C.R.-C.L. L. Rev. 307, 311-315 (1972); David Montejano, Anglos and Mexicans in the Making of Texas, 1836-1986 (1987); United States Commission on Civil Rights, Mexican American Education Study Reports 1-6 (1971-74) ("Civil Rights Report"). Defendants admit this discrimination. (Tab 4, Dr. Mike Moses Depo. at 50:20 - 51:18; 56:10-19).
bulletStandardized Tests Are One Tool of Discrimination Against Hispanics and African Americans in the United States in General and in Texas in Particular

Standardized tests were used and misused to stigmatize minority children as mentally retarded, track them into inferior educational courses and deny them promotion and college opportunities. (Tab 19, Dr. Walter Haney Expert Report at 2-7). Defendants' expert, Dr. Uri Treisman, testified that there is a history of misusing standardized tests. (Tab 48, Dr. Uri Treisman Depo. at 141:21 - 144:17, 167:8 - 171:13). Texas and its school districts used and misused standardized tests to discriminate against minority children. (See Civil Rights Report; see also, Tab 17, J. Cardenas Expert Report at 6). Texas officials continue to use standardized tests to maintain separate and unequal educational tracking systems, place minorities in disproportionate numbers in special education programs and exclude them from gifted and talented programs. (Tab 17, J. Cardenas Expert Report at 6; Tab 23, Valencia Expert Report at 5-8; Tab 56, Depo. Exh. 2 at 3; Tab 18, Fassold Expert Report Supp. B).
bulletAlthough TAAS and its Predecessors Have Consistently Shown Significantly Lower Scores by African Americans and Hispanics than Whites, Texas Continues to Use the Test to Limit Opportunities for High School Graduation

In 1990, when the Texas State Board of Education ("SBOE") set the cut-off scores on the TAAS exit tests, it considered data showing that the minority failure rates would be more than twice that of the Anglo failure rates and that the great majority of minority students would fail the TAAS test when they first take the test. (Tab 59, Exh. 11 at 347; see also, Defs.' Summary Judgment Motion (hereinafter, "Defs.' Brief") at Exh. 2). At that time, the Texas Education Agency (TEA) psychometrician predicted that there would be significant differences between minority and Anglo scores at the cut-off scores set by the State. (Tab 49, Triscari Depo. at 20:20 - 26:25).

At the cut-off score of 70% correct reponses, TEA projected that at least 73% of African Americans, 67% of Hispanics and 50% of whites would fail the math section of the TAAS exit test. (Tab 59, Depo. Exh.11 at 347). On the reading section, at the 70% cut-off score level, TEA projected that 55% of African Americans, 54% of Hispanics and 29% of whites would fail. Id. And on the writing section, TEA projected failure rates of 62% for African Americans, 45% of Hispanics and 36% of white. Id.
bulletIn Every Measure of Success in the Public Schools of Texas, Discrimination Against Minorities Has Caused to Lower Performance by Minorities

Defendants admit that for every education indicator that TEA uses in its accountability system, African American and Hispanic students perform worse than Anglos.(2) (Tab 56, Depo. Exh. 2, at 29-34; Tab 31, Cloudt Depo. at 75:17 - 76:7; Tab 48, Treisman Depo. at 48:23 - 54:2).

Specifically, Hispanics and African Americans earn significantly lower scores on all grade 3 TAAS tests (reading and math), all grade 4 TAAS tests (reading, writing and math), all grade 5 tests (reading and math), all grade 6 TAAS tests (reading and math), all grade 7 TAAS tests (reading and math), all grade 8 TAAS tests (reading, writing, math, science and social science) and all grade 10 TAAS exit tests (reading, writing and math). (Tab 56, Depo. Exh. 2 at 29-31). In addition, Hispanics and African Americans have significantly lower cumulative pass rates on the TAAS exittest.(3) (Tab 56, Exh. 2 at 32). A significantly greater proportion of Hispanics and African Americans are exempted from the TAAS exit test because they are LEP; a significantly greater proportion are exempted by their special education ARD committees. (Tab 56, Depo. Exh. 2 at 32). Attendance rates for Hispanics and African Americans are slightly lower than for whites. The drop-out rates for Hispanics and African Americans are significantly higher than those of whites.(4)

A smaller proportion of Hispanics and African Americans take advanced courses (12% African Americans, 12% Hispanics and 21% whites in 1995-96) and of those that take the advanced placement test, a significantly smaller proportion score above the cut score. In 1996-97, 65% of whites, 52% of Hispanics and 31% of African Americans made above the cut score. (Tab 56, Depo. Exh. 2 at 33). A significantly smaller percentage of Hispanics and African Americans score high enough on the TAAS test to obtain an exemption from the TASP (Texas Assessment Skills Program) test, which is a prerequisite to go beyond the junior year at any Texas public college or university (51% white, 24% Hispanic and 19% African American). Id. Lower percentages of minorities take the SAT and ACT tests. Those Hispanics and African Americans that do take the test have significantly lower mean SAT and ACT scores. Id. The mean SAT score for African Americans is 852, for Hispanics it is 902 and for whites it is 1043. Id. Much lower percentages of Hispanics and African Americans score above the cut-off point on the SAT and ACT tests. Id. Thirty-five percent of whites, 10% of Hispanics and 7% of African Americans in Texas score above the critical score on the SAT and ACT. Id.
bulletThe TAAS Test Has Denied Tens of Thousands of Minority Students an Opportunity to Obtain a High School Diploma

Since 1990, the failure rate of African Americans and Hispanics on the TAAS exit test has been twice that of the Anglo rate. On the October 1991 TAAS exit test (at that time, given in the eleventh grade), 73% of African Americans, 67% of Hispanics and 39% of whites failed the TAAS exit test. (Tab 68, December 12, 1991 letter from TEA to members of the State Board of Education).(5)

The same pattern persists today. In May 1993, 71% of African Americans, 66% of Hispanics and 34% of whites failed at least one part of the exit test when they took it the first time. (Tab 2, Fassold Aff. at ¶6). Moreover, significantly higher percentages of African Americans and Hispanics -- 17% of African Americans and 18% of Hispanics as compared to 4% of whites -- failed all three parts of the test when they first took it. Id. As they entered their junior year in high school, over two-thirds of minority students and only one-third of whites had not yet completed their TAAS requirements. In addition, 40% of minority students, as compared to 13% of white students, had failed two or three parts of the TAAS test, implying a decreased probability of finally passing the test. Id. Thus in May of 1993, of the 24,000 African Americans who took the TAAS test at the end of their sophomore year, only 7,000 passed all three parts of the test, and over 10,000 failed two or three parts of the tests. Id. For Hispanics, of the 63,000 who took the test, only 21,000 passed all parts of the test and 25,000 failed either two or three parts of the test. Id. A similar pattern of adverse impact exists for the March 1994, March 1995, March 1996 and the February 1997 tests. Id.

Although Defendants point to significant progress in minority passing rates, the failure rate for minorities was still more than twice the failure rate for whites in 1997. Id. Specifically, in February 1997, 51% of African Americans, 49% of Hispanics and 19% of whites failed at least one part of the test. Id. In addition, 23% of African Americans, 25% of Hispanics but only 6% of whites failed two or three parts of the TAAS test when they first took the test in February 1997. Id.

The detailed reports on the TAAS test for the various grades and subjects in 1993 (Tabs 70-72), 1995 (Tab 73), 1996 (Tab 80), 1998 (Tab 58), and 1999 (Tab 76) are attached as exhibits. The pattern from these statistics is clear. In each case, African Americans and Hispanics score significantly lower than whites.

The significant differences between Hispanics and African American scores on the one hand and white scores on the other on the TAAS exit test is not a function of income, LEP status or special education status. Specifically, an analysis of TAAS exit test takers who were not below poverty level, eligible for Chapter 1 or Title 1 support, participating in a special education program, identified at-risk status, participating in vocational education, designated as a foreign exchange student, participating in bilingual education programs or English as a second language programs, or designated as a LEP student or as a migrant student, still shows a practical and statistically significant difference between the passing rates of African Americans and Hispanics on the one hand and whites on the other. (Tab 1, Haney Aff. ¶ 8-14; Tab 2, Fassold Aff. at ¶ 7). In 1993 for this "restricted subpopulation group," 48% of African Americans, 38% of Hispanics and 16% of whites failed at least one part of the TAAS exit test. (Tab 2, Fassold Aff. at ¶ 7). In 1994 for this "restricted subpopulation group," 50% of African Americans, 39% of Hispanics and 19% of whites failed the test. Id. In February 1997 for this "restricted subpopulation group," 36% of African Americans, 24% of Hispanics, and 8% of whites failed the exit test. Id.

The TAAS exit test has led to an increase rather than decrease in the drop-out rate for minorities. (Tab 19, Haney Expert Report at 23-25; Tab 30, J. Cardenas Depo. at 220:17 - 221:11, 276:9 - 277:4; Tab 83, IDRA Report; Tab 10, Robledo Aff.; Tab 75, TEA 1996-97 report on Grade Retention). The percent of dropouts from Texas public schools increased from 33% to 42% between 1985-86 (the year before the TAAS-TEAMS exit tests were implemented) and 1997-98. (Tab 74, October 1998 IDRA newsletter). From 1985-86 to 1997-98, the Hispanic dropout rate in Texas public schools increased from 45% to 53% and the African American dropout rate increased from 34% to 49%, and the white rate from 27% to 31%. Id. These statistics are based on the same definition of drop-outs and calculation of drop-out rate performed on TEA data every year, i.e. comparing the number of students who enter the 9th grade to the number of students who are enrolled in the 12th grade 4 years later, and correcting for overall changes in enrollment in the district or state. (Tab 83, Missing Youth: Dropout and attrition rates in Texas Public High Schools, IDRA, 1999).

The TEA definition of dropout is changed almost yearly, and unlike IDRA and U.S. Dept of Education reports, continues to decline. (Id. Missing Youth at 19; Tab 74, IDRA Newsletter at 4-5). Yet even the TEA data shows that both the yearly and longitudinal dropout rates for Hispanic and African American students are twice the Anglo rate. (Tab 56, Exh. 2 at 33). The use of the TAAS exit test is one of the causes of these increased dropout rates. (Tab 19, Haney Expert Report at 14, 17-18; Tab 16, Bernal Expert Report at 6).

The TAAS exit test has also led to an increased retention rate in the ninth grade. (Tab 16, Bernal Expert Report at 6; Tab 83, IDRA Report). For example in 1996-97, 25% of minorities as opposed to 10% of whites were retained in the 9th grade. (Tab 75 at 4).



bulletThe TAAS Exit Test Has a Disparate Impact On African American and Hispanic Students

There are statistically significant differences between the pass rates of Hispanics and African Americans on the one hand and whites on the other hand on the TAAS exit test. (Tab 1, Haney Aff. at 13-14; Tab 19, Haney Expert Report at 7-13; Tab 2, Fassold Aff. at ¶¶ 6-9). This pattern of adverse impact has existed since the implementation of the TAAS exit test in 1991, for each time the test has been given, and continues to the present date. See discussion supra III(F). The TAAS exit test has an adverse impact on Hispanics and African Americans when the test is first given to the students at the end of their sophomore years and at the end of their senior years. (See Tab 2, Fassold Aff. at ¶¶ 6-9). On almost all of the TAAS exit tests, the percentage of minority students passing the test is less than 80% of the pass rate of the Anglo students and the differences meet the "eighty percent rule."(6) However, the results of every test show significant statistical differences according to appropriate statistical tests used by experts and approved by the U. S. Supreme Court. (Tab 1, Haney Aff. at ¶ 13-14; Tab 2, Fassold Aff. at ¶ 6-9).
bulletThe TAAS Exit Test Has Particularly Negative Effects On LEP Students, Almost All of Whom Are Hispanic

Students of Limited English Proficiency (LEP) have lower scores on the TAAS exist test than any other students. Every year, an average of 10,700 LEP students take the TAAS Exit Test. (Tabs 50, 70, 73, 76-80). At least 91% of those are Hispanic. (Tab 18, Fassold Expert Report at 10). Approximately 84% of those LEP students fail the TAAS exit test the first time they take it. (Tabs 50, 70, 73, 76-80). At the time they would normally graduate from high school, 58% of LEP students fail the TAAS exit test. (Tab 18, Fassold Expert Report at 10). The TAAS exit test encourages the drop-out of LEP students. (Tab 24, Dr. Angela Valenzuela Expert Report at 2-3; Tab 51, Valenzuela Depo. at 245:15-25). It is an inappropriate procedure to use an English exit test for LEP students who have only been exposed to English for a short time. (Tab 29, Oscar Cardenas Depo. at 106:21 - 111:2; Tab 46, R. Porter Depo. at 237:19 - 238:2; Tab 25, Felipe Alanis Depo. at 106:16 - 108:6, 110:11 - 111:18). The difference in passing rates between LEP students and Anglo students has increased over the years. (See Tab 60, Depo. Exh. 186). Texas has developed Spanish TAAS tests for students in the 3rd and 4th grades and is developing several other Spanish tests for lower grades. However, to pass the TAAS exit test, a student, regardless of English competency or skills in any language, must pass the three parts of the TAAS exit test at the arbitrary level of 70. (See Tex. Educ. Code § 39.025 (West 1997); Tab 59, Exh. 11 at 338-340; Tab 43, Moses Depo. at 59:8-14; Tab 46, R. Porter Depo. at 90:17-23).

In May 1993, only 8% of LEP students compared to 64% of white, 33% of Hispanic and 28% of African American students met minimum expectations on the TAAS exit test. (Tab 70, May 1993 Report on Spring 1993 Statewide Exit Level Test, 10th Grade). In 1997, 78% of LEP students, 48% of Hispanics, 52% of African Americans and 19% of whites failed the test. (Tab 56, Depo. Exh. 2 at 5-8).
bulletThe TAAS Exit Test Has Additional Negative Effects On Minority Students

The TAAS exit test distorts the curriculum in the state and greatly limits the curriculum available to minority students. (Tab 41, Dr. Linda McNeil Depo. at 137:10 - 138:4; Tab 20, McNeil Expert Report at 3-6). The concentration of instruction on the test itself, as distinguished from the underlying skills, funnels scarce resources away from the educational program of the state and discourages students, especially those at high risk, of dropping out. (Tab 20, McNeil Expert Report at 3-6; Tab 24, Dr. Angela Valenzuela Expert Report at 2-3; Tab 55, Dr. Sally Tilley-Cuevas Depo. at 13:11 - 16:2).



J. The TAAS Exit Tests Are Invalid Tests

The TAAS exit test is invalid for several reasons. (Tab 19, Haney Expert Report at 20-23; Tab 37, Haney Depo. at 387:9 - 399:8; Tab 22, Dr. Martin Shapiro Expert Report at 3-5; Tab 26, Bernal Depo. at 41:13 - 43:12, 85:18 - 88:24; Tab 50, Valencia Depo. at 91:16 - 93:19). It is the duty and responsibility of the user of a standardized test (in this case, the State of Texas) to show both that the test is valid and that it is valid for a particular use. (Tab 42, Dr. William Mehrens Depo. at 133:7 - 134:15; Tab 44, Dr. Susan Phillips Depo. at 238:8 - 239:4; American Psychological Association, Standards for Educational and Psychological Testing 41, 42, and 63 (1985)). The State has not shown that the TAAS exit test is valid as a diploma sanction; nor has it shown that the test is related to the curriculum or instruction in Texas public schools.

When Texas "validated" the TAAS exit test, they did not do a study to determine whether the subject matter on the TAAS test were actually covered in the textbooks of the State, learned by students or taught by a broad range of teachers. (Tab 62 at 7260; Tab 45, P. Porter Depo. at 16:1-21; Tab 39, E. Johnson Depo. at 213:5-17; Tab 44, Phillips Depo. at 98:7 - 100:12, 121:11 - 123:10). The State's chief expert and consultant on the development of the TAAS exit test did not review any such surveys, (Tab 44, Phillips Depo. at 597:6 - 599:19), because as Plaintiffs contend, the State did not conduct any.

In fact, there are, and have historically been, major differences between the quality of instruction that African Americans and Hispanics receive in Texas public schools and the quality of instruction Anglos receive. (Tab 48, Treisman Depo. at 166:3-22; Tab 18, Mark Fassold Expert Report at Supp. A and B; Def. Exh. F at 16; Tab 52, James Vasquez Depo. at 11:21 - 14:2; Tab 43, Moses Depo. at 89:25 - 93:20; Tab 16, Bernal Expert Report at 6-7). Texas, however, has not determined whether the test is equally or similarly valid for members of Texas' different racial/ethnic groups, specifically for Anglos as compared to Hispanics and African Americans. (See Tab 22, Shapiro Expert Report at 3-5; Tab 16, Bernal Expert Report at 7; Tab 26, Bernal Depo. at 154:4-18; Def. Brief, Exh. 2 at 7).

The State has failed to relate the TAAS exit test results to other indicators of a student's performance, i.e., the State failed to "validate" the test scores against other relevant information such as a student's grades. (Tab 19, Haney Expert Report at 18-20).

A significantly higher proportion of African Americans and Hispanics than whites pass their courses in school but are unable to pass the related TAAS exit test. TEA's own study commented on the relationship between the passing of the exit TAAS test and the passing of English II, the English course taken by students the same year that the TAAS exit reading and TAAS exit writing tests are given. The TEA report commented (Tab 81, 1994-95 Student Performance Reports at 183):

For each of the populations analyzed, more students passed English II and failed TAAS reading or writing than failed English II and passed TAAS reading or writing. For example, 28 percent of tenth-grade African American students passed English II but failed TAAS reading, while only 5 percent failed English II but passed TAAS reading. Similarly, 20 percent of African American students passed English II but failed TAAS writing, while 7 percent failed English II but passed TAAS writing. These patterns of performance also held true for Hispanic students, where 24 percent passed English II but failed TAAS reading, 7 percent failed English II but passed TAAS reading, 16 percent passed English II but failed TAAS writing, and 9 percent failed English II but passed TAAS writing. Although similar patterns can also be seen with regard to the white population, a comparison of pass/fail rates in English II with those on TAAS reading or writing reveals a less pronounced difference for tenth-grade white students than for the other two ethnic groups. For example, 9 percent of white students passed English II but failed TAAS reading, and 5 percent who failed English II but passed TAAS reading. Likewise, only 7 percent of white students passed English II but failed TAAS writing, while 5 percent failed English II but passed TAAS writing.



The TEA report concluded that "overall, the relationship between end of year passing rates in English II and passing rates on TAAS reading and writing was weaker for minority students than for white students." Id. at 182. This study of the relationship between TAAS exit scores and class grades was replicated in a study of a relationship between TAAS 8th grade mathematics scores and 8th grade TAAS results. (Tab 82, 1995-96 Student Performance Results, TEA).
bulletThe Development of the TAAS Exit Test Has Exacerbated the Differences Between Passing Rates Between White and Minority Students

The statistical methods used by the State to choose items for the TAAS exit test have increased the disparities between minority and non-minority passing rates. (Tab 22, Shapiro Expert Report at 3-4). Defendants' witness admits that the greater the difference between minority and non-minority performance on an item, the more likely the item will appear on the TAAS exit test. (Tab 44, Phillips Depo. at 414:22 - 418:10). The contractor that prepares the items for the TAAS exit test does not require its item writers to have any particular expertise in education, or in testing or item writing. (Tab 33, Dr. Patricia Denny Depo. at 42:12, 46:25 - 47:25). The contractor pays generally $5 per item to prepare items for use on the TAAS exit test; any one of these items can deny a high school student a diploma. (Tab 33, Denny Depo. at 178:8-13). The language of items on the TAAS tests is especially misleading and confusing for LEP students; the questions, therefore, do not correctly measure the knowledge or skills of LEP students. (Tab 16, Bernal Expert Report at 4; Tab 24, Valenzuela Expert Report at 8-9).
bulletThe Texas State Board of Education Followed an Irrational, Arbitrary and Discriminatory Procedure When it Set the Cutoff Scores for the TAAS Tests

The TAAS exit test cut-off score is not based on appropriate, recognized standards for the setting of cut-scores on high stakes tests. The cut-off score on the TAAS exit test was set based on the old understanding that "70" is a good cut-off score for a test rather than on a statistical analysis. (Tab 37, Haney Depo. at 395:8-22, 570:19 - 571:12, 81:25 - 83:2; Tab 45, Patricia Porter Depo. at 109:10-12). Statistical procedures that are used to set cut-off scores on other types of standardized tests, especially exit tests, were not used to set the cut-off scores on the TAAS exit test. (Tab 44, Phillips Depo. at 246:25 - 247:14, 278:12 - 281:21; Tab 42, Mehrens Depo. at 86:7 - 91:7 (describing different statistical methods for setting cut-off scores); Tab 62, July 1990 SBOE minutes, pp. 338-354). In addition, at the cut-off score, there is no evidence that the TAAS exit test is related to a student's post-high school performance. (Tab 16, Bernal Expert Report at 2-3; Tab 26, Bernal Depo. at 85:18 - 86:15; Tab 48, Treisman Depo. at 212:5-13).
bulletThe TAAS Exit Test Is Invalid As Used

Defendants' witnesses admit that policies implemented by the State for the use of its test are as important as the method by which the state develops the test. (Tab 48, Treisman Depo. at 145:25 - 146:12). Even if the development of the test met proper standards, the TAAS exit test is invalid as used. (Tab 19, Haney Expert Report at 18-20, Tab 37, Haney Depo. at 403:11 - 404:2; Tab 16, Bernal Expert Report at 3; Tab 23, Valencia Expert Report at 5-8). In 1997, Congress directed the National Academy of Science ("NAS") to conduct a study and make recommendations to ensure that existing and new tests "are not used in a discriminatory manner or inappropriately for student promotion, tracking or graduation." (P.L.105-78, Nov. 13,1997). The study, published in 1999, warned against the use of standardized tests as the sole criteria in making high stakes decisions. The present use of the TAAS exit test violates the recommendation made by the NAS. High Stakes Testing for Tracking Promotion and Graduation 279 (1999); see also, Tab 37, Haney Depo. at 410:12 - 412:17. Defendants' witnesses also admit that the State will learn more about a student's knowledge of mathematics by looking at her grades over twelve years of school than by looking at her TAAS exit test math scores. (See, e.g., Tab 39, Dr. Elliot Johnson Depo. at 257:20 - 262:23). Nonetheless, the TAAS exit test is used so that if a student fails any one of the three parts of the test by even one point, the student will not receive a high school diploma regardless of the student's grades, assessment by teachers or their entire performance during twelve years of school. (Tab 43, Moses Depo. at 86:11 - 87:5).
bulletThere Are Less Discriminatory Alternatives to Meet the State's Objectives

Less discriminatory alternatives exist that meet Texas' objectives in accountability. ( Tab 84, Alternative Assessment System for Students Not Passing the Exit Level Tests, D 02881-2915). The State's own report suggests various options which are available to the State such as:

· issuing a multi-tier diploma; the first -tier diploma would indicate that the student has met all graduation requirements but did not pass the TAAS. The second-tier diploma would show that the student met all graduation requirements and passed the TAAS. The third tier diploma would show that the student passed the TAAS at an exemplary level and met stringent coursework requirements.

· allowing individualized administration of the TAAS

· contracting for an interactive computerized learning development system consisting of course that incorporate remediation in each of the TAAS exit level subjects

· allowing students who receive an Associates degree to receive a high school diploma

· allowing students who pass the Texas Academic Skills Program (TASP) and who have met all other requirements to receive a high school diploma

· requiring that remediation plans be filed for students scoring below a certain level on the TAAS

· contracting for a professional development system to assist school districts with the development of remediation programs

· allowing workplace certifications

· judging students' performance based on portfolios of their work

· basing a passing score on the TAAS on a cumulative score from the three parts of the test



(Tab 84 at D 0002885-86; 002903).(7)

The State, however, did not adopt any of these recommendations.

The State's own witnesses admit that the TAAS is useful for assessment purposes even without the diploma requirement. (See Tab 47, Ann Smisko Depo. at 59:12 - 60:9; Tab 39, E. Johnson Depo. at 68:14 - 69:14; Tab 40, M. Johnson Depo. at 66:24 - 67:18; Tab 38, Chrissy Hester Depo. at 40:15 - 41:10). As an assessment tool, it can continue to meet the state's interest of identifying students for remediation and holding schools accountable. A less discriminatory alternative is for the State to continue to administer the exit test without using it as a diploma requirement.

One less discriminatory alternative is to use the TAAS exit test score in a compensatory mode. Under such an approach, low TAAS exit test scores would be off-set by higher grade point averages. (See Tab 37, Haney Depo. at 393:8-15). Alternatively, a combination of grades, the level of courses taken and passed, and actual products that reflect reading, writing or mathematical ability could be taken into account in determining whether a student should receive a diploma.

IV. SUMMARY JUDGMENT STANDARD

In order to prevail on a summary judgment motion, the defendants must show that the record, when viewed in the light most favorable to the nonmoving party, demonstrates that there is no genuine issue of material fact and that the moving party is entitled to judgment as a matter of law. Fed.R.Civ.P. 56(c); see, e.g., Cromartie v. Hunt, 119 S.Ct. 1545 (1999); Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986); Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249-50 (1986); Williams v. Adams, 836 F.2d 958, 960 (5th Cir. 1988). The nonmoving party is entitled to the benefit of all reasonable inferences to be drawn from the facts in the record and to have any doubts resolved in its favor. Huckaby v. Moore, 142 F.3d 233, 238 (5th Cir. 1998). "Credibility determinations, the weighing of the evidence, and the drawing of legitimate inferences from the facts are jury functions." Liberty Lobby, 477 U.S. at 255.

V. SUMMARY OF ARGUMENT

There is a wide body of case law in the educational testing arena that governs whether the state can legitimately impose a test such as the TAAS on minority students. Courts have rejected tests as invalid for a variety of reasons, including inadequate test development procedures, insufficient validity data or inappropriate uses of standardized tests. See e.g., Debra P. v. Turlington, 644 F.2d 397, 404-406 (5th Cir. Unit B 1981); Larry P. v. Riles, 793 F.2d 969, 981 & n.6 (9th Cir. 1984); Cureton v. NCAA, 37 F. Supp.2d 687 (E.D. Pa. 1999); Groves v. Ala. Bd. of Educ., 776 F. Supp. 1518 (M.D. Ala. 1991); Sharif v. New York State Educ. Dept., 709 F. Supp. 345 (S.D.N.Y. 1989). Plaintiffs have prevailed in their challenges to invalid tests based on Equal Protection, Due Process and Title VI claims. Even in cases where plaintiffs have not prevailed, however, courts have reviewed extensive evidence on test validity and the defendants' uses of tests before ruling on such claims. See, e.g., Debra P. v. Turlington, 730 F.2d 1405 (5th Cir. 1984) (court held on remand that state had presented evidence that the materials covered on the state's exit test were taught in the state's schools); AMAE v. California, 937 F. Supp. 1397 (N.D. Ca. 1996) (after extensive evidence from all parties, court ruled that the state had provided adequate evidence of the reliability and validity of its exam); Anderson v. Banks, 540 F. Supp. 761 (S. D. Ga. 1982) (court held evidentiary hearings to allow the state to present evidence that its exit examination covered matters actually taught in the schools).

It is in the context of these legal precedents that Plaintiffs ask this Court to review their claims regarding Texas' inappropriate development and use of its TAAS exit test.

VI. THE PLAINTIFFS HAVE SHOWN MATERIAL

ISSUES OF FACT SUPPORTING THEIR CLAIMS THAT THE

STATE VIOLATED THE EQUAL PROTECTION CLAUSE AND

TITLE VI OF THE CIVIL RIGHTS ACT OF 1964, 42 U.S.C. 2000D



Plaintiffs challenge Texas' high school exit test under the Equal Protection Clause and Title VI of the Civil Rights Act of 1964.(8) To establish liability for their claims under the federal constitution and Title VI, Plaintiffs must prove that the State Defendants were motivated by racial considerations. Washington v. Davis, 426 U.S. 229 (1976). Therefore, the same legal standard and factual contentions are applicable to Plaintiffs' claims of intentional discrimination.

State action that classifies individuals on the basis of race is constitutionally suspect and subject to the highest scrutiny. Hunt v. Cromartie, 119 S.Ct. 1545, 1548-49 (1999). If the racial classification is explicit, the court does not need to inquire into legislative purpose or motivation. Id. at 1549. On the other hand, facially neutral official actions are subject to strict judicial review "only if it can be proved that the law was 'motivated by a racial purpose or object,' or if it is 'unexplainable on grounds other than race.'" Id. (internal citations omitted). Direct evidence of discriminatory intent is not required for rarely, if ever, is there a "smoking gun." Id.; Lodge v. Buxton, 639 F.2d 1358, 1363 n.8 (5th Cir. 1981), aff'd sub. nom., Rogers v. Lodge, 458 U.S. 613 (1982). Circumstantial or direct evidence or a combination of both are sufficient to prove a discriminatory purpose or motive. Hunt, 119 S.Ct.at 1549.

Assessing motivation, however, is an exceptionally complex task which requires courts to perform a "sensitive inquiry into such circumstantial and direct evidence of intent as may be available." Id. (citing Village of Arlington Heights v. Metropolitan Housing Dev. Corp., 429 U.S. 252, 266 (1977)). The teachings of Arlington Heights establish that a plaintiff can show discriminatory intent through such factors as disparate impact, a history of discriminatory official actions, procedural and substantive departures from the norms generally followed by the decision-maker, and discriminatory statements in legislative or administrative history. Village of Arlington Heights, 429 U.S. at 266. In addition, the Supreme Court has noted that "actions having foreseeable and anticipated disparate impact are relevant evidence to prove the ultimate fact, forbidden purpose." Columbus Bd. of Educ. v. Penick, 443 U.S. 449, 464 (1979). Finally, like in any other civil action, the plaintiff must prove discriminatory intent by a preponderance of the evidence.

Evidence presented by Plaintiffs creates genuine issues of material fact that the State adopted and maintains a high school graduation test with a discriminatory purpose. Plaintiffs' evidence establishes that the TAAS exit test bears disproportionately more heavily on Hispanics and African Americans than whites. See supra III(E), (F). Indeed, the disparate impact is substantial and statistically significant, depriving tens of thousands Texas' minority students of their high school diplomas and encouraging them to drop out. See supra III(G).

Plaintiffs' evidence also establishes that the State's decision to enact policies that negatively affect Hispanics and African Americans arose in the context of a school system that practiced overt and intentional discrimination against minorities. Brown v. Board of Education did not immediately eliminate racial discrimination in the Texas public school system. It has taken years of litigation to compel State and local officials to end segregationist practices in the public schools. See, e.g., Ross v. Houston Indep. Sch. Dist., 699 F.2d 218 (5th Cir. 1979); United States v. Texas Education Agency 564 F.2d 162 (5th Cir. 1977) (Austin I.S.D.), cert. denied, 443 U.S. 915 (1979); Alvarado v. El Paso, 445 F.2d 1011 (5th Cir. 1971); Cisneros v. Corpus Christi Indep. Sch. Dist., 324 F.Supp. 599 (S.D. Tex. 1970), aff'd, 467 F.2d 142 (5th Cir. 1972), cert. denied, 413 U.S. 920 (1973). Some school systems bitterly fought desegregation. See, e.g., United States v. CRUCIAL, 722 F.2d 1182 (5th Cir. 1983); Tasby v. Wright, 713 F.2d 90 (5th Cir. 1983). To date, the State and forty school districts are still subject to federal court desegregation orders.

The State's ignominious role in providing unequal educational opportunities to its minority students counsels for special consideration and further judicial review of any official action that "bears more heavily on [Texas' minority students] than [whites]" Washington, 426 U.S. at 242.

Plaintiffs have also presented evidence that the effects of racial discrimination on minorities continues today. See supra III(D-J). African American and Hispanic students are concentrated in educational tracks that are inferior to those of their white peers. (Tab 50, Valencia Depo. at 202:16 - 203:21; Tab 30, J. Cardenas Depo. at 264:2-6). A disproportionate number of minority students attend schools that employ teachers who lack proper credentials. (Tab 48, Treisman Depo. at 269:17 - 270:6; Tab 86, "Inclusion of Exempted LEP Students in the Assessment and Accountability Systems," at 0007395). Also, Hispanic and African American students are underrepresented in college preparatory or advanced placement courses. (Tab 48, Treisman Depo. at 47:1-17; Tab. 50, Valencia Depo. at 203:22 - 205:8). Therefore, the State's decision to impose a high school graduation requirement in a public school system which is still plagued by the effects of official discrimination raises serious questions about the State's motivation and its good faith efforts to improve the lot of minority students in Texas.

The timing of the State's decision also raises questions about the State's true motivations. For the better part of this century, Hispanic and African American students were concentrated in the poorest public school districts in the State. (Tab 52, J. Vasquez Depo. at 11:17 - 14:15). Minority students had fewer curricular materials, computers, science equipment, library materials, and lower-paid teachers, many who lacked proper credentials. Id. This state of affairs changed only as a result of litigation brought by Plaintiffs' lawyers. Moreover, although the Texas public school financing system was declared unconstitutional in 1987, it was not until 1995 that the system was declared constitutional.(9) Thus, the State's interest in "raising standards and accountability" in its public school system are belied by its callous indifference to the education that its minority students had received prior to 1993 and which had ill-prepared them for the State's exit test.

The plaintiffs can also point to evidence that the State's actions or patterns are unexplainable except on grounds other than race. In this case, the State implemented a test that the TEA and the SBOE knew to be of dubious validity at the time it was implemented. (Tab 62, Minutes of SBOE July 1990 meeting, 007259-60).(10) There is no legitimate reason to implement a test that will provide an inaccurate measurement of a student's knowledge and that does not provide accurate information about the success of a given school district's programs. The TEA and the SBOE also knew at the time the test was implemented that it would have a disproportionate impact on minorities. (Tab 59, Depo. Exh. at 347). Finally, although it has asserted an interest in holding schools accountable and in identifying deficiencies for purposes of remediation, the State has articulated no interest which is furthered by the use of the test as a diploma requirement. The decision by school officials to use a test of dubious educational value that they knew would have a disparate impact for no legitimate purpose, is, therefore an action unexplainable on grounds other than race.

Finally, Plaintiffs' summary judgment evidence shows significant departures from the normal procedural sequence in the State's decision to adopt a high school graduation test and set the passing score. The State failed to conduct any surveys of teachers to determine whether students were taught the material covered by the test. See supra III(J). The State also failed to conduct any surveys of students to find out what they were learning in school. Id. In addition, the State neglected to ascertain whether the textbooks used in Texas public schools covered the material tested by the exit test. Id. Indeed, if the State is correct that the TAAS tests reflect the state-mandated curriculum, Defs.' Brief at 3, the best evidence that public school students, especially minority students, are exposed to an inferior curriculum and inadequate instruction is the field test results of the TAAS exit test.

Plaintiffs' summary judgment evidence therefore creates a genuine issue of material fact that the State adopted the TAAS exit test and the cut-off score with a discriminatory purpose.VII. PLAINTIFFS HAVE SHOWN MATERIAL

ISSUES OF FACT SUPPORTING THEIR CLAIMS OF A

VIOLATION OF THE TITLE VI REGULATIONS, 34 C.F.R. § 100.3.



Plaintiffs' summary judgment evidence raises material fact issues on all the elements of their disparate impact claim under the regulations to Title VI of the Civil Rights Act of 1964.

A. Plaintiffs' Evidence Creates Fact Issues Whether the TAAS Exit Test Has an Adverse Impact



Plaintiffs have a right to sue for equitable relief under the implementing regulations to Title VI of the Civil Rights Act of 1964.(11) Castañeda v. Pickard, 648 F.2d 989, 1000 (5th Cir. 1981); Guardians Ass'n v. Civil Service Comm'n of New York, 463 U.S. 582 at 607. To establish a violation under the Title VI regulations, a plaintiff must simply show by a preponderance of the evidence that a facially neutral practice has a racially disproportionate effect. See Georgia State Conference of Branches of NAACP v. Georgia, 775 F.2d at 1417 (11th Cir. 1985); Quarles v. Oxford Municipal Separate School Dist., 868 F.2d 750, 754 n.3 (5th Cir. 1989); Larry P. v. Riles, 793 F.2d at 982. Just as in a Title VII case, "[a] plaintiff . . . need not prove discrimination with scientific certainty; rather, his or her burden is to prove discrimination by a preponderance of the evidence." Bazemore v. Friday, 478 U.S. 385, 400 (1986).

Statistical techniques and rules play a key role in determining whether a facially neutral policy, such as the TAAS exit test, has a disparate impact on minorities. See Hazelwood School District v. United States, 433 U.S. 299 (1977) (recognizing the efficacy of probability analysis); Castañeda v. Partida, 430 U.S. 482 (1977) (acknowledging the probative value of probability theory in determining the significance of the under-representation of Hispanics on Texas grand juries). The courts avail themselves of several types of statistical analyses to determine the empirical significance of the disparity. See, e.g., Groves v. Ala. St. Bd. of Educ., 776 F.Supp. 1518 (M.D.Ala. 1991) (reviewing disparate impact claim under the 80% rule, the standard deviation analysis described in Hazelwood and the Castañeda statistical method (the Shoben test) to determine disparate impact); Bew v. City of Chicago, 979 F. Supp. 693 (N.D.Ill. 1997) (reviewing plaintiffs' disparate impact claim under both the Four-Fifths Rule and the Shoben methodology). The key to determining that adverse impact establishes a violation is that the "statistical disparities must be sufficiently substantial that they raise . . . an inference of causation." Watson v. Ft. Worth Bank and Trust, 487 U.S. 977, 995 (1988).

Using statistical techniques, the plaintiffs can show that the test has produced a racially disproportionate effect including higher diploma denial rates and higher dropout rates. (Tab 1, Haney Aff. at ¶¶ 12-14; Tab 2, Fassold Aff. at ¶ 6-9; Tab 19, Haney Expert Report at 7-18; Tab 18, Fassold Expert Report at 3-10). Here, Plaintiffs have shown adverse impact under the Four-Fifths Rule, the Shoben Rule and other inferential statistics. Id. They have shown that the disparity in pass rates is practically significant.(12) Id.

Thus, even if the Court accepts Defendants' argument that Plaintiffs failed to show disparate impact under the EEOC's Four-Fifths Rule, there is equally persuasive evidence showing that the TAAS exit test has a disparate impact on minorities. Id. The Court simply cannot grant summary judgment on Plaintiffs' disparate impact claims on these facts. See Bew v. City of Chicago, 979 F. Supp. at 695-97 (denying defendants' summary judgment motion where plaintiffs demonstrated disparate impact through the Shoben methodology even though the plaintiffs could not show adverse impact under the 80% rule); Groves v. Ala. St. Bd. of Educ., 776 F.Supp. at 1528 (finding disparate impact under Shoben methodology even though selection rates did not meet Four Fifths Rule).

B. Plaintiffs' Evidence Creates Fact Issues Whether There is A Substantial Legitimate Justification for the State's Use of the TAAS Exit Test as a Diploma Requirement



Upon a showing by plaintiffs of disparate impact on a Title VI claim, the burden shifts to the state to rebut the prima facie case by showing a substantial legitimate justification for its use of the TAAS test as a diploma requirement. Quarles v. Oxford Mun. School District, 868 F.2d 750, 754 n.3 (5th Cir. 1989); Larry P. v. Riles, 793 F.2d at 982; Castañeda, 781 F.2d at 465. Courts have construed educational necessity as a substantial legitimate justification. See New York Urban League v. State of New York, 71 F.3d 1031, 1036 (2d Cir. 1995); NAACP v. Georgia, 775 F.2d 1417.

The State simply does not have an educational necessity in implementing an invalid test. The State must demonstrate the test's validity in order to meet its burden of showing educational necessity. Debra P. v. Turlington, 644 F.2d 397 (5th Cir. Unit B 1981); Larry P., 793 F.2d at 981 n.6; Groves, 776 F.Supp. at 1530-1531; Cureton v. NCAA, 37 F. Supp.2d 687 (E.D. Pa. 1999); Sharif v. New York State Educ. Dept., 709 F. Supp. 345 (S.D.N.Y. 1989). Courts have rejected states' uses of tests based on several different types of validity evidence.

For example, in Debra P., 644 F.2d at 404-406, the Fifth Circuit enjoined the use of Florida's high school exit test because the state failed to meet its burden to show that the test measured what was taught in the classrooms. There, the plaintiffs claimed that Florida's exit test violated their due process and equal protection rights because it did not cover what the students learned in school. The Fifth Circuit held that there was no rational relationship between the test and the state's legitimate interest if the test covered matters outside the curriculum (curricular validity) or covered matters outside the scope of what was actually taught in the schools (instructional validity).(13)

Just as in Debra P., the plaintiffs in this case have evidence showing that the state failed to meet its professional and legal duty to ensure that the TAAS exit test measures what students in Texas have actually had an opportunity to learn. See supra III(J). Beyond that, Plaintiffs have produced evidence that minority students receive inferior instruction compared to white students and that the curriculum necessary to pass the TAAS exit test is not actually taught throughout the state. See supra III(J). The State, on the other hand, has failed to produce any uncontested evidence that the TAAS has either curricular or instructional validity.

In Larry P., the court rejected the state's use of IQ tests because the state had not validated the test for each minority group tested. Larry P., 793 F.2d at 981-983. In that case, minority students sued California for discrimination in its use of standardized tests to place students into special education classes. The District Court stated that "[t]he tests had been adjusted, for example, to eliminate differences in the average scores between the sexes, but a comparable effort was not made and has never been made for black and white children." Larry P. v. Riles, 495 F. Supp. 926, 971 (N.D. Cal. 1979). The district court also found that the state had failed to investigate the reasons for the differences in scores between the races or to determine whether test redesign could eliminate any bias. The appellate court affirmed and stated that by not establishing validation of the test, the defendants failed to carry their burden of demonstrating that the criteria used were required by educational necessity. Larry P., 793 F.2d at 981. Here, as in Larry P., the plaintiffs have shown that the state has failed to validate the test for each minority group for which it is used. See supra III(J).

In Groves v. Ala. Bd. of Educ., supra, the court enjoined the use of a standardized test on the basis of the state's misuse of a cut-off score. The court declared invalid the state's requirement that college students entering a teacher training program achieve a minimum score on the ACT. The district court found that the state board of education failed to determine whether and to what extent a particular score or range of scores on the ACT correlated with competence to teach and instead arbitrarily set the minimum score. Id. at 1521. The court also found that "the [state board] members were aware of data demonstrating a wide gap between the median scores of black and white students on the ACT exam, and of the fact that anything more than a minimal cut-off score would exclude a significant, disproportionate number of African-Americans from teacher training." Id. The court stated that "the existing ACT requirement would not be educationally justified if the particular cut-off score used by the Board to determine the eligibility of applicants is not itself a valid measure of the minimal ability necessary to become a competent teacher." Id. at 1530. The plaintiffs in this case have produced evidence to show that there is no logical, let alone significant relationship, between the TAAS cut-off score and the minimal ability necessary to master the skills required by the Texas Legislature. See supra III(L).

Moreover, as demonstrated in Cureton v. NCAA, 37 F. Supp.2d 687, 701 (E.D. Pa. 1999), "merely being abstractly rational, as opposed to arbitrary" will not suffice to show that the test is educationally justified. In Cureton, the court held invalid the NCAA's use of a minimum cut-off score on the SAT test as a requirement for participating in college sports. The court concluded that even though the NCAA had a rational reason for choosing the cut-off score based on an independent objective standard, it failed to show how the cut-off score chosen was "related manifestly to the goal" of increasing the graduation rates of its student players. Id. at 709. The court also found that "the NCAA failed to articulate in any meaningful manner the decision making process behind the selection of the . . . cutoff score." Id. at 710. Likewise, in this case, the plaintiffs have produced evidence to show that the state failed to undertake any analysis that would "justify an independent basis for choosing a cut-off score." Id. at 712. See supra III(D), (L). To the contrary, the State has not shown any evidence that in choosing the cut-off score for the TAAS test it relied on any particular rational process. See supra III(L).

In Sharif v. New York State Educ. Dept., 709 F. Supp. 345 (S.D.N.Y. 1989), the court rejected the use of a test as the sole criterion for determining scholarship recipients. The court held that there was no rational relationship between the use of SAT scores as a sole criterion for awarding high school scholarships and the State's in awarding academic achievement in high school because the State's "use of the SAT as a proxy for high school achievement is too unrelated to the legislative purpose of awarding academic achievement in high school to survive even the most minimal scrutiny." Id. at 364. The court found that the SAT had never been validated to measure achievement in high school. Id. As the court noted, "there can be no serious claim that a test given on one single morning can take into account a student's diligence, creativity and social development and work habits in that student's environment - all part of high school achievement." Id. at 362. Here, the plaintiffs have produced evidence that Texas uses the TAAS exit test scores without regard to other indicators of a student's abilities. See supra III(L), (M).

C. The Plaintiffs Have Produced Evidence to Show That the State's Justification Is A Pretext For Discrimination



Even if the State meets its burden of proving a substantial legitimate justification for its use of a test, the plaintiffs may still prevail by showing that an equally effective alternative practice results in less racial disproportionality or by showing that the proffered justifications for the practice are a pretext for discrimination. See Watson v. Fort Worth Bank and Trust, 487 U.S. at 998; McDonnell Douglas Corp. v. Green, 411 U.S. 792, 807 (1973); Quarles, 868 F.2d at 754 n.3; New York Urban League, 71 F.3d at 1036; Larry P., 793 F.2d at 982 n.10; Cureton, 37 F. Supp.2d at 713.

In Cureton, the plaintiffs prevailed on summary judgment in part by showing evidence of less discriminatory alternatives which the NCAA itself had reviewed and considered. Here, just as in Cureton, Plaintiffs have presented evidence of the State's own efforts to study alternative assessment systems for students who had not passed the TAAS. See supra III(N). Plaintiffs have also shown that the State has less discriminatory means of fulfilling its objective of determining whether its students have the skills necessary to graduate. See supra III(W). Plaintiffs have also presented evidence that state could also use the test scores in a compensatory fashion, or on a sliding scale, with school grades. Id.

In short, Plaintiffs have more than met their burden of showing that there are equally effective alternatives which would necessarily be less discriminatory.

VIII. PLAINTIFFS' EVIDENCE PRESENTS A MATERIAL FACT THAT

THE TAAS EXIT TEST VIOLATES THE DUE PROCESS CLAUSE

Plaintiffs have a constitutionally protected interest in their education and a high school diploma. The State's use of an invalid high school graduation test interferes with Plaintiffs' protected interest in violation of the Due Process Clause. Plaintiffs are not pressing a novel theory in this litigation. The Fifth Circuit has squarely held that state law may create a constitutionally protected interest in a high school diploma and the State cannot deny students their diplomas using fundamentally unfair procedures such as an invalid test. Debra P. v. Turlington, 644 F.2d 397 (5th Cir. Unit B 1981).

Defendants are plainly wrong in stating that Plaintiffs do not have a constitutionally protected interest in their high school diploma. It is true that state law and not the federal constitution creates property interests. Cleveland Bd. of Educ. v. Loudermill, 105 S.Ct. 1487, 1491 (1985) (quoting Bd. of Regents v. Roth, 92 S.Ct. 2701, 2709 (1972)). However, the State cannot avoid the prohibitions of the Due Process Clause by coupling the grant of a substantive right with the procedures for its deprivation. Id. at 1492-93. The Supreme Court in Loudermill decisively rejected the "bitter with the sweet" approach. Id. at 1493. As the Court stated,

'Property' cannot be defined by the procedures provided for its deprivation any more than can life or liberty. The right to due process 'is conferred not by legislative grace, but by constitutional guarantee. While the legislature may elect not to confer a property interest in public employment, it may not constitutionally authorize the deprivation of such an interest, once conferred, without appropriate procedural safeguards.'

Id. at 1493 (internal citations omitted).

Furthermore, the procedures employed by the state to deprive individuals of protected interests must be constitutionally adequate. Id. In the field of competency testing, the state is obligated to give students adequate notice and must demonstrate that the test is fundamentally fair, i.e., that it is valid test for the purposes for which it is used. Debra P., 644 F.2d at 404-406; Crump v. Gilmer Indep. Sch. Dist., 797 F. Supp. 552 (E.D. Tex. 1992); Goss v. Lopez, 415 U.S. 565 (1975) (school procedures must be fundamentally fair); see Regents of Univ. of Mich. v. Ewing, 474 U.S. 214, 227 (1985) (stating that official actions depriving persons of property interests violate the Due Process Clause if such actions are a substantial departure from accepted academic norms as to demonstrate that the faculty did not exercise professional judgment).

In the instant case, Texas law creates a constitutionally protected interest in a high school diploma. By state law, and subject to limited exceptions, children between the ages of 6 and 17 are required to attend public school. Tex. Educ. Code § 25.085 (b) (West 1997). State law also mandates that students demonstrate "exemplary performance" in reading, writing, mathematics, science and social studies. Tex. Educ. Code § 4.002 (West 1997). Students who complete the curriculum requirements set by the SBOE and demonstrate "competency" in mathematics, writing and English language arts are entitled to a high school diploma. Tex. Educ. Code §§ 28.025(a)(1), 39.023(c) (West 1997). Competency in math, writing and English language arts is measured by the TAAS exit test and the standard for "satisfactory performance" is set by the SBOE. Tex. Educ. Code § 39.023 (c); 19 Tex. Admin. Code §§ 74.11(c) and 101.2(b) (West 1998). If a student fails to demonstrate the required "competency" or "exemplary performance" in any section of the exit test, he or she cannot receive a high school diploma.

These statutes plainly support the conclusion that public school students have a protected property interest in a high school diploma. Students who successfully complete their course requirements implicitly demonstrate competency in the State mandated curriculum. (See Tabs 3-9, Plaintiffs' Affidavits; Tab 53, Don Schulte Depo. at 70:20 - 71:10; Tab 16, Bernal Expert Report at 2-3). Students therefore have a constitutionally legitimate claim to a high school diploma.

A. Procedural Due Process

The procedures employed by the State to deprive students of their diploma violate the Due Process Clause. The Fifth Circuit has held that States may not deny high school diplomas based on a standardized test absent adequate notice and a valid test. Debra P. v. Turlington, 644 F.2d 397 (5th Cir. Unit B 1981). Defendants therefore must demonstrate that high school students learned about the test and had an adequate opportunity to prepare for the test, that schools had sufficient time to prepare remedial programs and that there was sufficient time to correct deficiencies in the test. Id. Here, although the majority of students received adequate notice, Plaintiffs' summary judgment evidence shows that Defendants completely failed to afford notice to students who are LEP. (See Tab 55, Tilley-Cuevas Depo. at 28:9 - 30:9).

Plaintiffs' evidence also presents a disputed fact issue that Defendants interfered with Plaintiffs' protected interest in a high school diploma by employing an invalid test. Plaintiffs have introduced substantial evidence showing that Defendants did not determine whether the TAAS exit test measures matters taught in the classroom. See supra III(J). Plaintiffs' evidence also establishes that the TAAS exit test was not constructed according to valid testing procedures. See supra III(J). The evidence also demonstrates that the TAAS cut-off score is an arbitrary and irrational standard and that it is invalid for the purpose for which it is used, namely to deny a high school diploma to students who fail one or more parts of the test. See supra III(M). Finally, disputed fact issues exist demonstrating that the test's racially disparate impact is due to the effects of intentional discrimination and that the use of the test as a diploma requirement will not remedy those effects. See supra III(B-L).

B. Substantive Due Process

Plaintiffs' substantive due process rights also have been violated. Plaintiffs have a liberty interest to engage in the common occupations of life. In addition, Plaintiffs have a liberty interest in being free from arbitrary governmental actions. In employing an invalid test to deny high school diplomas to thousands of Hispanics and African Americans, Defendants have violated Plaintiffs' substantive due process rights.

"It requires no argument to show that the right to work for a living in the common occupations of the community is of the very essence of the personal freedom and opportunity that it was the purpose of the [fourteenth] Amendment to secure." Truax v. Raich, 36 S.Ct. 7, 10 (1915); United States v. LULAC, 793 F.2d 636, 647-48 (5th Cir. 1986). Thus, state licensing practices that deny persons the opportunity to pursue an occupation may violate the Due Process Clause. Schware v. Board of Bar Examiners, 77 S.Ct. 752 (1957). "Similarly, denying a person collateral credentials or privileges practically necessary for pursuing an occupation is also actionable [under the Due Process Clause]." Phillips v. Vandygriff, 711 F.2d 1217, 1222 (5th Cir. 1983), reh'd, 724 F.2d 490 (5th Cir. 1984). States therefore may not deny a person the right to pursue a common occupation in an arbitrary and capricious manner.

That a high school diploma is necessary for pursuing almost any occupation in today's society is not open to debate. See supra III(A); see also, Tab 43, Moses Depo. at 89:9-19; Tab 54, Paige Depo. at 47:11 - 48:6; Tab 32, Cruse Depo. at 173:4-10. Because the TAAS is an invalid test, see supra III(J), (L)(M), its use to deny high school diplomas interferes with Plaintiffs' liberty interest.

When the State restrains the liberty of individuals, it assumes responsibilities and obligations it previously did not have. See DeShaney v. Winnebago County Department of Social Service, 109 S.Ct. 998, 1004-06 (1989). The State, at minimum, is obligated to abstain from using its powers to cause harm to persons denied their liberty rights by official action. Thus, where the State, as here, requires by state law that children attend public school, the State cannot arbitrarily deny public school students the product of their schooling.

The denial of a high school diploma to students on the basis of an invalid test violates Plaintiffs' substantive due process rights. Debra P., 644 F.2d 397 (5th Cir. Unit B 1981). Consequently, summary judgment is inappropriate on Plaintiffs' substantive due process claims.

IX. PLAINTIFFS' EVIDENCE PRESENTS GENUINE ISSUES

OF MATERIAL FACT THAT DEFENDANTS VIOLATED

EDUCATION OPPORTUNITY ACT, 20 U.S.C. § 1703



The state is wrong in asserting that the plaintiffs need to prove intent as an element of a claim under 20 U.S.C. § 1703. Until the state achieves unitary status and rectifies the violations outlined in United States v. Texas, 321 F.Supp. 1043, aff'd and modified, 447 F.2d 441 (5th Cir. 1971) it cannot implement yet another requirement that operates to prevent the state from taking "affirmative steps to remove the vestiges of a dual school system." While it is true that an original desegregation claim requires proof of intent, as long as a state, like Texas, has failed to achieve unitary status and is still subject to a desegregation order, Plaintiffs need not prove intent again to establish a violation under the Act. See Castaneda, 648 F.2d at 994.(14) Moreover, neither the plain language of the statute nor subsequent court interpretations require the plaintiffs to show intent as an element of a 1703(f) violation. Castaneda, 648 F.2d at 1007-08.

Here, the state has violated §1703(f) by failing to "take appropriate action to overcome language barriers that impede equal participation by its students in its instructional programs." The Castañeda court set out a three part test for assessing whether a particular school system's language remediation program was "appropriate action" and whether it constituted "equal participation." Under Castañeda, the court must first ascertain whether a school system is pursuing a program informed by an educational theory recognized as sound by experts in the field, or, at least, deemed a legitimate experimental strategy. Second, the court must inquire as to whether the programs and practices actually used by a school system are reasonably calculated to implement effectively the educational theory adopted by the school. The court must consider whether, despite the adoption of a promising theory, the system fails to follow through with practices, resources and personnel necessary to transform the theory into reality." Id. Finally, the court must determine whether, over time, the program has achieved satisfactory results. Id. at 1009-10. Subsequent courts have relied on this analysis in interpreting 1703(f). See Gomez v. Board of Education, 811 F.2d 1030 (7th Cir. 1987); United States v. Texas, 680 F.2d 356, 371 (5th Cir. 1982); Teresa P. v. Berkeley Unified Sch. Dist., 724 F. Supp. 698 (N.D. Cal. 1989); Keyes v. Sch. Dist. No. 1, 576 F. Supp. 1503 (D. Colo. 1983).

Here, the plaintiffs have provided evidence that the state has failed to meet the second prong of the Castañeda test. Under that prong, the state must ensure that its schools' bilingual programs have a proper assessment mechanism for LEP students in order to measure their progress in areas of the curriculum other than English language literacy skills. Castañeda, 648 F.2d at 1014; see also, United States v. Yonkers, 96 F.3d 600, 618 (2d Cir. 1996) (state and its agencies may be held liable for violations of the EEOA). Despite the State's protestations that § 1703(f) does not apply to it because the TAAS is not an assessment program, the second prong of the Castañeda test specifically points to an assessment instrument as a key to a valid instructional program.

Unless the test is administered in the student's native language, the student's knowledge of curriculum content has neither been measured nor assessed. Castañeda, 648 F.2d at 1014. Here, the State has failed to developed a Spanish TAAS exit test that would properly assess LEP students higher order and cognitive thinking skills. The defendants' own witnesses admit that an English exit test is not as adequate an assessment mechanism for demonstrating the knowledge of LEP students as a Spanish exam. See supra III(H). Plaintiffs have also produced evidence that the English TAAS exit test does not properly assess LEP students achievement and is particularly inappropriate for LEP students. (Tab 24, Valenzuela Expert Report at 6-9). The extremely low passing rates of LEP students on the TAAS exit test alone indicate the inadequacies of the test as an assessment tool. See supra III(H).

In Anderson v. Banks, 520 F. Supp. 472 (S.D. Ga. 1981) the plaintiffs challenged a Georgia school district's imposition of a high school exit test on students who had previously attended classes under a dual educational system and were then subjected to a tracking system in county schools. The court found Georgia's exit test violated the EEOA. Likewise, the state of Texas cannot demonstrate that its use of the TAAS is an affirmative step toward removing past discrimination because the requirement is forced onto students who are still subject to a substandard educational system caused by past segregation which has not yet been fully remedied. See supra III.

X. PLAINTIFFS' HAVE ESTABLISHED GENUINE ISSUES

OF MATERIAL FACT THAT THE STATE VIOLATED CLAIM

UNDER UNITED STATES v. TEXAS IS VALID



This court clearly has subject matter jurisdiction to enforce a federal court order. The order in United States v. Texas, 321 F. Supp. 1043, aff'd and modified, 447 F.2d 441 (5th Cir. 1971), cert. denied, 404 U.S. 1016 (1972), has been considered in the Nothern District, Hiett v. Biondi, 389 F. Supp. 1132, 1136 (N.D.Tex. 1975), and enforced in the Western District of Texas, United States v. Texas, 509 F.2d 192 (5th Cir. 1975). Defendants' claims are in effect a challenge to venue which has been waived because of their failure to file a motion under Fed. R. Civ. P. 12(b). Therefore, the Court should rely on the United States v. Texas order as one source of the obligations Texas has when implementing a test such as the TAAS exit test.

The state's use of the TAAS exit test implicates Section G of the United States v. Texas order and the duties that the Fifth Circuit outlined in affirming the order. United States v. Texas, 447 F.2d at 443, 448. Specifically, the discriminatory use of a standardized test with significant negative effects upon African Americans and Hispanics violates that part of the order (and the Fifth Circuit affirmance) which states that, "Defendants shall insure that school districts are providing equal educational opportunities in all schools." United States v. Texas, 447 F.2d at 448. In affirming the order, the Fifth Circuit further provided that, "the duty of the state appears to be two-fold: First, to act at once to eliminate by positive means all vestiges of the dual school structure throughout the state; and second, to compensate for the abiding scars of past discrimination." Id. at 443.

Plaintiffs have produced more than enough evidence to contest whether the state has violated these three provisions.(15)

See supra III.

XI. CONCLUSION

Plaintiffs have documented that the material facts at issue in this litigation are either contested or uncontested in Plaintiffs' favor. Defendants have completely failed to demonstrate uncontested issues of fact and have not described how any conceivable uncontested issues of fact are related to material issues in this litigation. Their undocumented motion should be denied. This case raises extremely important issues on the future of equal access for minorities in the Texas educational system. Summary judgment is therefore improper; the case merits a thorough review, sifting of the facts and the law and a decision in Plaintiffs' favor.





DATED: June 21, 1999 Respectfully submitted,



ALBERT H. KAUFFMAN

NINA PERALES

CYNTHIA M. CANO

LETICIA SAUCEDO

Mexican American Legal Defense

and Educational Fund, Inc.

140 E. Houston Street, Suite 300

San Antonio TX 78205

(210) 224-5476

(210) 224-5382 FAX



ATTORNEYS FOR PLAINTIFFS





OF COUNSEL:



JAVIER N. MALDONADO

2222 W. Mistletoe Avenue

San Antonio, TX 78201

(210) 738-9616







CERTIFICATE OF SERVICE





I hereby certify that on the _____ day of June, 1999, a true and correct copy of the foregoing PLAINTIFFS' RESPONSE AND BRIEF IN OPPOSITION TO DEFENDANTS' MOTION FOR SUMMARY JUDGMENT was hand delivered to the following:

Mr. Geoffrey Amsel

Assistant Attorney General

General Litigation Division

P.O. Box 12548, Capitol Station

Austin, Texas 78711-2548

_____________________________________

ALBERT H. KAUFFMAN

Attorney for Plaintiffs

1. Plaintiffs challenge every administration of the TAAS exit test but for the purpose of consistency, the exit tests will be referred to in the singular.

2. These indicators include: TAAS passage rates in all grades, percentage of persons taking SAT tests, grades or SAT tests, drop-out rates, graduation rates, retentions and placement in Advanced Placement courses.

3. The cumulative pass rate for racial groups refers to the pass rate in all three parts of the exit test after eight administrations of the test to students in the same graduating class.

4. Plaintiffs dispute TEA's drop-out rate and direct the Court's attention to the analysis of drop-out rates performed by the Intercultural Development Research Association (Tab 83) which indicates a much higher drop-out rate for minorities than that reported by TEA. However, even under the state's analysis the drop-out rates for Hispanics and African Americans are more than twice that of whites. (Tab 56, Exh. 2 at 33).

5. Defendants argue that the "field test results" available to the State Board of Education when they set the cut-off scores in 1990 significantly underestimated how well students would do on the TAAS test. In fact, the first "real" test of the TAAS showed that the preliminary numbers were unfortunately almost perfect indicators of the passing rates of the various ethnic groups on the first TAAS field test. Compare Tab 59, Depo. Exh. 11 at 347 with Tab 68, December 12, 1991.

6. The "eighty percent rule" or "Four-Fifths Rule" refers to the E.E.O.C. Uniform Guidelines for Employee Selection Procedures, 29 CFR § 1607.4 (1998), the rule states that adverse impact is met where the passing rate for minorities is less than 80% of the majority passing rate.

7. This study was conducted by Westat, Inc. which was hired by the TEA as a result of a legislative directive to the Commissioner of Education to develop and propose alternative methods of assessment for students who have not passed the exit level test. See Tex. Educ. Code § 28.025(d). None of the alternatives proposed or discussed in the report were ever implemented.

8. Plaintiffs do not concede that they have to prove intent under the E.E.O.A. See discussion infra at IX. Should it be held that intent is required, Plaintiffs have met that standard.

9. Plaintiffs agree that the system is more equitable than ever before; however, inequalities remain in the system, to the detriment of minority students.

10. The minutes state:



"Mr. Davis expressed concern that the test does not appear to be indicative of what is being presented in the classroom; we should measure what is being taught in the classroom. Commissioner Kirby replied that the test is an accurate measurement of what students should be learning, but the test is moving much further in the areas of problem solving, higher order thinking skills, making inferences and drawing conclusions. He said that it is not believed that at this point in time every student has been adequately prepared in those skills. . . Mr. Marvin Veselka, Assistant Commissioner for assessment, indicated that a formal study has not been conducted to determine which objectives are being taught and which are not . . . ."

11. Defendants' protestations that Plaintiffs cannot sue directly under the implementing regulations are groundless. The Supreme Court has noted that a plaintiff can allege violations of the regulations to Title VI, Guardians Ass'n v. Civil Service Comm'n of New York City, 463 U.S. 582 (1983), and the Fifth Circuit has held that a right of action exists under the regulations. Castañeda v. Pickard, 781 F.2d 456, 465 n.11 (5th Cir. 1986). Moreover, the majority of circuits recognize the availability of a private right of action under the Title VI regulations. Latinos Unidos de Chelsea en Accion v. Secretary of Hous. and Urban Dev., 799 F.2d 774, 785 n.20 (1st Cir. 1986); New York Urban League, Inc. v. State of N.Y., 71 F.3d 1031, 1036 (2d Cir. 1985); Buchanan v. City of Bolivar, 99 F.3d 1352, 1356 n.5 (6th Cir. 1996); Chicago v. Lindley, 66 F.3d 819, 827-28 (7th Cir. 1995); Larry P. v. Riles, 793 F.2d 969, 981-82 (9th Cir. 1984); Villanueva v. Carere, 85 F.3d 481, 486 (10th Cir. 1996); Elston v. Talladega County Board of Educ., 997 F.2d 1394, 1406-07 (11th Cir. 1993); Georgia State Branches of NAACP v. State of Ga., 775 F.2d 1403, 1417 (11th Cir. 1985). Thus, after such a long and consistent history of private enforcement of Title VI regulations, the State cannot credibly argue that there is a genuine legal issue regarding the plaintiffs' right to sue under the disparate impact prong of the regulations.

Equally unavailing is Defendants' argument that the Eleventh Amendment bars Plaintiffs' claims under the Title VI regulations. Defendant has provided scant legal evidence for its position. The simple truth is that none exists. Fifth Circuit law as well as authorities from other circuits supply ample authority that private litigants can sue the State and its officials under the regulations. See discussion infra this note. Plaintiffs will, in any event, address Defendants' immunity argument but reserve the right to brief the issue at greater length should Defendants, or the Court, deem the issue important.

As Defendants concede, Congress has the power to abrogate unilaterally the States' immunity from suit under the 14th Amendment. Def. Brief at 28; see also, Seminole Tribe of Florida v. Florida, 517 U.S. 44, 59 (1996). The Supreme Court held in Seminole that Congress could abrogate the states' immunity from suit provided Congress possessed such power. Seminole Tribe, 517 U.S. at 55. Congressional power to abrogate the states' immunity pursuant to the Fourteenth Amendment is not seriously questioned. Fitzpatrick v. Bitzer, 427 U.S. 445, 452-56 (1976). For suits seeking to enforce the obligations of Title VI, Congress has clearly exercised its power to abrogate the states' immunity. See 42 U.S.C.A. § 2000d-7. Indeed, the statute itself makes clear that Congress's abrogation extends to all provisions of Title VI, including those provisions which give rulemaking authority to federal agencies. See 42 U.S.C.A. §§ 2000d-7, 2000d-1.

Moreover, because Plaintiffs seek prospective injunctive relief against state officials in their official capacity, the Ex Parte Young doctrine strips the defendants of any immunity defenses. See Ex Parte Young, 209 U.S. 123 (1908); see also, Seminole, 517 U.S. at 71 n.14 ("an individual can bring suit against a state officer in order to ensure that officer's conduct is in compliance with federal law (citing to Ex Parte Young)"). Defendants' curt and deficient attempt to seek refuge under the Eleventh Amendment is simply meritless.

12. Defendants are plainly wrong in suggesting that the E.E.O.C. Four Fifths Rule is the only measure of adverse impact. Def. Brief at 23-24. The Four-Fifths Rule is provided for in the Uniform Guidelines on Employee Selection Procedures, 29 C.F.R. § 1607.4 (1998). The rule assesses the difference in pass rates between two racial, gender, or ethnic groups by stating that a difference is generally not considered substantial if the pass rate for one group is at least four-fifths (80